Personnel Hong Kong SFC License Details (ID 70117)

Personnel Hong Kong SFC License Details (ID 70117)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-12-18	2022-07-01
	Rep	Asset management	2015-12-18	2022-07-01
	Rep	Dealing in securities	2015-12-18	2022-07-01
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2015-12-18	2020-01-20
	Rep	Asset management	2015-12-18	2022-05-26
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-12-18	2022-07-01
BEA Union Investment Management Limited	Rep	Advising on securities	2011-05-17	2015-11-30
	Rep	Dealing in securities	2011-05-17	2015-11-30
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2007-10-04	2011-05-10
	Rep	Dealing in securities	2007-10-04	2011-05-10
	Rep	Advising on securities	2005-10-10	2011-05-10