Personnel Hong Kong SFC License Details (ID 70122)

Personnel Hong Kong SFC License Details (ID 70122)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on securities	2026-04-16	-
	RO	Dealing in securities	2026-04-16	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-02-06	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2015-02-06	2026-04-16
	Rep	Dealing in securities	2015-02-06	2026-04-16
Nomura Asset Management Hong Kong Limited	Rep	Advising on securities	2013-08-09	2014-11-19
	Rep	Dealing in securities	2013-08-09	2014-11-19
BEA Union Investment Management Limited	Rep	Advising on securities	2011-03-02	2013-07-26
	Rep	Dealing in securities	2011-03-02	2013-07-26