Personnel Hong Kong SFC License Details (ID 70124)

Personnel Hong Kong SFC License Details (ID 70124)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRAND FIRE SECURITIES LIMITED	Rep	Dealing in securities	2012-10-17	2013-02-28
Beijing Securities Limited	Rep	Dealing in futures contracts	2011-06-16	2012-02-13
	Rep	Dealing in securities	2010-07-19	2012-09-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2009-08-31	2010-03-15
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-08-13	2010-03-15
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-04-28
	Rep	Advising on securities	-	2003-04-28
	Rep	Asset management	-	2003-04-28
	Rep	Dealing in securities	-	2003-04-28