| SKYVAST ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-03-03 | 2015-09-03 |
| SKYVAST SECURITIES LIMITED | RO | Dealing in futures contracts | 2014-11-14 | 2015-10-02 |
| RO | Dealing in securities | 2014-11-14 | 2015-10-02 |
| SKYVAST ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-09-26 | 2015-03-03 |
| SKYVAST SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-09-26 | 2014-11-14 |
| Rep | Dealing in securities | 2014-09-26 | 2014-11-14 |
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2014-06-19 | 2014-09-10 |
| Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2012-11-01 | 2014-09-10 |
| Rep | Dealing in securities | 2012-11-01 | 2014-09-10 |
| Beijing Securities Limited | Rep | Advising on corporate finance | 2011-06-01 | 2012-08-22 |
| Rep | Dealing in securities | 2011-06-01 | 2012-08-22 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-01-17 | 2011-01-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-12-03 | 2011-01-18 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-12-03 | 2011-01-18 |