| Celera Markets Limited | RO | Advising on securities | 2022-10-05 | - |
| RO | Dealing in securities | 2022-10-05 | - |
| Rep | Advising on securities | 2022-08-09 | 2022-10-05 |
| Entersys Asset Management Hong Kong Limited | RO | Advising on securities | 2022-01-21 | 2022-05-31 |
| YEE TAI ASSET MANAGEMENT LIMITED | RO | Asset management | 2021-05-07 | 2021-11-18 |
| RO | Advising on securities | 2021-05-07 | 2021-11-19 |
| Original Group Securities Limited | Rep | Dealing in securities | 2020-06-29 | 2021-04-29 |
| Lumineux Securities Limited | Rep | Advising on securities | 2020-05-07 | 2020-05-25 |
| Rep | Dealing in securities | 2020-04-22 | 2020-05-25 |
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2019-10-24 | 2019-12-20 |
| Rep | Dealing in securities | 2019-10-24 | 2019-12-20 |
| CVP Securities Limited | RO | Dealing in securities | 2018-09-26 | 2019-08-31 |
| Rep | Dealing in futures contracts | 2014-09-22 | 2019-08-31 |
| Rep | Dealing in securities | 2014-04-03 | 2018-09-26 |
| HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-12 | 2014-01-31 |
| PICO ZEMAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-23 | 2013-04-05 |
| Beijing Securities Limited | Rep | Dealing in futures contracts | 2011-06-13 | 2011-10-03 |
| Rep | Dealing in securities | 2008-06-05 | 2011-10-03 |
| HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-14 | 2008-06-02 |
| RO | Dealing in securities | 2007-03-13 | 2007-11-14 |
| Rep | Dealing in securities | 2006-04-18 | 2007-03-13 |
| Beijing Securities Limited | Rep | Dealing in securities | 2004-08-30 | 2006-04-13 |
| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in securities | 2004-04-13 | 2004-06-24 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-23 | 2004-03-31 |