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Davis, Bernard Steven Hong Kong SFC License Details (ID 70161)
Davis, Bernard Steven
SFC ID:
AWZ387
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MIZUHO SECURITIES ASIA LIMITED
Rep
Advising on securities
2017-10-03
2019-01-15
Rep
Dealing in securities
2011-11-22
2019-01-15
BGC SECURITIES (HONG KONG) LLC
Rep
Dealing in securities
2011-03-17
2011-11-12