Personnel SFC Licences and HKMA Registrations (ID 70168)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2018-09-27	-
	Rep	Dealing in securities	2018-09-27	-
BGC SECURITIES (HONG KONG) LLC	RO	Dealing in futures contracts	2016-12-22	2018-03-13
	RO	Dealing in securities	2016-12-22	2018-03-13
	Rep	Dealing in futures contracts	2016-05-23	2016-12-22
	Rep	Dealing in securities	2016-05-23	2016-12-22
Marex HK Asia Limited	Rep	Dealing in futures contracts	2015-03-24	2015-12-04
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2008-11-04	2014-07-15
	Rep	Dealing in securities	2008-11-04	2014-07-15
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2007-03-29	2008-05-28
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-03-29	2008-05-28
	Rep	Dealing in futures contracts	2007-03-29	2008-05-28
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-03-29	2008-05-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.