Personnel Hong Kong SFC License Details (ID 70174)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
De Riva Asia Limited	RO	Dealing in futures contracts	2026-07-23	-
	RO	Dealing in securities	2026-07-23	-
	Rep	Dealing in futures contracts	2017-10-30	2026-07-23
	Rep	Dealing in securities	2017-10-30	2026-07-23
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2009-10-06	2017-04-30
	Rep	Dealing in securities	2009-10-06	2017-04-30