Personnel SFC Licences and HKMA Registrations (ID 70176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	RO	Dealing in securities	2024-06-28	-
	Rep	Dealing in securities	2009-04-14	2024-06-28
	Rep	Dealing in securities	2005-04-20	2005-11-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.