Personnel Hong Kong SFC License Details (ID 70178)

Personnel Hong Kong SFC License Details (ID 70178)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2021-11-25	2025-11-21
	Rep	Dealing in securities	2021-11-25	2025-11-21
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2020-12-03	2025-11-21
	Rep	Dealing in securities	2020-12-03	2025-11-21
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2020-05-06	2022-11-02
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2020-04-01	2025-11-21
	Rep	Dealing in futures contracts	2020-04-01	2025-11-21
	Rep	Dealing in securities	2020-04-01	2025-11-21
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2008-06-26	2020-03-31
	Rep	Dealing in securities	2008-02-25	2020-03-31
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2007-12-03	2008-01-14
	Rep	Dealing in securities	2007-12-03	2008-01-14