Personnel Hong Kong SFC License Details (ID 70179)

Personnel Hong Kong SFC License Details (ID 70179)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2008-07-10	2017-01-31
	Rep	Dealing in securities	2008-07-10	2017-01-31
MF Global Hong Kong Limited	RO	Dealing in securities	2007-04-30	2008-01-07
	RO	Dealing in futures contracts	2005-09-01	2008-01-07
MF Global Securities HK Limited	RO	Dealing in securities	2005-09-01	2007-04-30
Newedge Broker Hong Kong Limited	RO	Dealing in futures contracts	2004-12-21	2005-06-17
SG Asset Finance (Hong Kong) Limited	RO	Dealing in futures contracts	2004-07-21	2005-06-17
	Rep	Dealing in futures contracts	2003-10-21	2004-07-21
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2003-09-05	2004-12-21
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in securities	2003-09-05	2005-06-17
Newedge Broker Limited	Rep	Advising on futures contracts	-	2003-09-03
	Rep	Asset management	-	2003-09-03
	Rep	Providing automated trading services	-	2003-09-03
	Rep	Dealing in futures contracts	-	2003-09-03
	Rep	Dealing in securities	-	2003-09-03