Personnel Hong Kong SFC License Details (ID 70180)

Personnel Hong Kong SFC License Details (ID 70180)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
De Riva Asia Limited	Rep	Dealing in futures contracts	2025-05-02	-
	Rep	Dealing in securities	2025-05-02	-
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2022-10-21	2024-10-31
	Rep	Dealing in securities	2022-10-21	2024-10-31
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2021-11-25	2024-10-31
	Rep	Dealing in securities	2021-11-25	2024-10-31
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2021-10-29	2022-11-02
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in futures contracts	2021-09-03	2024-10-31
	Rep	Dealing in securities	2021-09-03	2024-10-31
Qantex Capital Markets Limited	Rep	Dealing in futures contracts	2021-04-01	2021-08-07
	Rep	Dealing in securities	2021-04-01	2021-08-07
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2020-05-06	2021-02-26
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2020-04-01	2021-02-26
	Rep	Dealing in futures contracts	2020-04-01	2021-02-26
	Rep	Dealing in securities	2020-04-01	2021-02-26
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2011-02-22	2020-03-31
	Rep	Dealing in securities	2010-12-22	2020-03-31