Personnel Hong Kong SFC License Details (ID 70181)

Personnel Hong Kong SFC License Details (ID 70181)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-10-01	2019-11-15
	Rep	Dealing in securities	2018-10-01	2019-11-15
	Rep	Dealing in futures contracts	2016-03-07	2018-09-30
	Rep	Dealing in securities	2016-03-07	2018-09-30
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2015-07-17	2016-02-01
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-07-17	2016-02-01
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2011-05-09	2015-02-01
	Rep	Dealing in securities	2011-03-24	2015-02-01
NEW TREND FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-10-17
	Rep	Asset management	-	2003-10-17
	Rep	Dealing in futures contracts	-	2003-10-17