Personnel Hong Kong SFC License Details (ID 70189)

Personnel Hong Kong SFC License Details (ID 70189)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
De Riva Asia Limited	RO	Dealing in futures contracts	2025-11-11	-
	RO	Dealing in securities	2025-11-11	-
	Rep	Dealing in futures contracts	2013-07-22	2025-11-11
	Rep	Dealing in securities	2013-07-22	2025-11-11
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2008-06-26	2013-04-13
	Rep	Dealing in securities	2008-02-25	2013-04-13
MF Global Hong Kong Limited	Rep	Dealing in securities	2007-04-30	2008-01-14
	Rep	Dealing in futures contracts	2005-08-26	2008-01-14
MF Global Securities HK Limited	Rep	Dealing in securities	2005-08-26	2007-04-30