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Shepherd, Daniel Lee Hong Kong SFC License Details (ID 70191)
Shepherd, Daniel Lee
SFC ID:
ALW937
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BGC SECURITIES (HONG KONG) LLC
Rep
Dealing in securities
2009-10-06
2016-08-23
Rep
Dealing in securities
2005-04-20
2005-11-24