Personnel Hong Kong SFC License Details (ID 70192)

Personnel Hong Kong SFC License Details (ID 70192)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Qantex Capital Markets Limited	Rep	Dealing in futures contracts	2025-05-06	-
	Rep	Dealing in securities	2025-05-06	-
De Riva Asia Limited	Rep	Dealing in futures contracts	2020-04-01	2025-02-06
	Rep	Dealing in securities	2020-04-01	2025-02-06
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2008-06-26	2019-12-31
	Rep	Dealing in securities	2008-02-25	2019-12-31
MF Global Hong Kong Limited	Rep	Dealing in securities	2007-04-30	2008-01-14
	Rep	Dealing in futures contracts	2005-10-03	2008-01-14
MF Global Securities HK Limited	Rep	Dealing in securities	2005-10-03	2007-04-30