Personnel Hong Kong SFC License Details (ID 70194)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	RO	Dealing in securities	2021-04-09	2024-02-29
	Rep	Dealing in securities	2021-03-04	2021-04-09
SHINHAN SECURITIES ASIA LIMITED	RO	Advising on securities	2020-02-07	2021-02-17
	Rep	Advising on securities	2018-11-30	2020-02-07
	Rep	Asset management	2018-11-30	2021-02-17
	RO	Dealing in securities	2018-11-30	2021-02-17
	Rep	Dealing in securities	2016-11-09	2018-11-30
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2006-10-16	2016-06-30