Personnel SFC Licences and HKMA Registrations (ID 70195)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Advising on securities	2025-12-22	-
	Rep	Dealing in securities	2025-12-22	-
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2020-01-20	2025-09-30
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2009-02-17	2019-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.