| TP ICAP MARKETS (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2022-07-07 | 2024-06-26 |
| RO | Dealing in securities | 2022-07-07 | 2024-06-26 |
| Rep | Dealing in futures contracts | 2022-04-01 | 2022-07-07 |
| Rep | Dealing in securities | 2022-04-01 | 2022-07-07 |
| TULLETT PREBON (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-03-04 | 2025-05-26 |
| RO | Dealing in securities | 2019-03-04 | 2025-05-26 |
| Rep | Dealing in futures contracts | 2018-01-02 | 2019-03-04 |
| Rep | Dealing in securities | 2018-01-02 | 2019-03-04 |
| Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2014-04-24 | 2017-09-29 |
| Rep | Dealing in securities | 2014-04-24 | 2017-09-29 |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-01 | 2014-04-22 |
| Rep | Dealing in securities | 2012-06-01 | 2014-04-22 |
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2008-11-12 | 2012-05-09 |
| Rep | Dealing in securities | 2008-11-12 | 2012-05-09 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2007-03-13 | 2007-09-25 |
| Rep | Dealing in futures contracts | 2007-03-13 | 2007-09-25 |
| Rep | Dealing in securities | 2007-03-13 | 2007-09-25 |