Personnel Hong Kong SFC License Details (ID 70201)

Personnel Hong Kong SFC License Details (ID 70201)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Point72 Hong Kong Limited	RO	Dealing in futures contracts	2016-12-21	-
	RO	Dealing in securities	2016-12-21	-
	RO	Asset management	2016-04-05	-
	Rep	Asset management	2016-03-03	2016-04-05
BlackRock Asset Management North Asia Limited	RO	Advising on securities	2012-10-26	2015-12-19
	RO	Asset management	2012-10-26	2015-12-19
	RO	Dealing in futures contracts	2012-10-26	2015-12-19
	RO	Dealing in securities	2012-10-26	2015-12-19
BLACKROCK (HONG KONG) LIMITED	RO	Advising on securities	2012-06-19	2014-12-31
	RO	Asset management	2010-11-04	2014-12-31
	RO	Dealing in securities	2010-11-04	2014-12-31
	Rep	Asset management	2009-09-01	2010-11-04
	Rep	Dealing in securities	2009-09-01	2010-11-04