Personnel Hong Kong SFC License Details (ID 70203)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2021-11-18	2023-01-31
	Rep	Asset management	2021-11-18	2023-01-31
	Rep	Dealing in securities	2021-11-18	2023-01-31
	RO	Advising on securities	2012-09-17	2021-11-18
	RO	Asset management	2012-09-17	2021-11-18
	RO	Dealing in securities	2012-09-17	2021-11-18
BLACKROCK (HONG KONG) LIMITED	RO	Advising on securities	2006-09-30	2014-12-31
	RO	Asset management	2006-09-30	2014-12-31
	RO	Dealing in securities	2006-09-30	2014-12-31
BKHK Limited	RO	Advising on securities	2005-12-13	2006-09-29
	RO	Asset management	2005-12-13	2006-09-29
	Rep	Advising on securities	2005-11-15	2005-12-13
	Rep	Asset management	2005-11-15	2005-12-13
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	RO	Advising on corporate finance	2005-06-20	2005-07-18
	RO	Advising on securities	2005-06-20	2005-07-18
	RO	Asset management	2005-06-20	2005-07-18
STATE STREET GLOBAL ADVISORS ASIA LIMITED	RO	Advising on corporate finance	2005-05-12	2005-07-18
	RO	Dealing in securities	2004-11-01	2005-07-18
	RO	Advising on futures contracts	2003-09-19	2005-07-18
	RO	Advising on securities	2003-09-19	2005-07-18
	RO	Asset management	2003-09-19	2005-07-18
	Rep	Advising on corporate finance	-	2003-08-26
	Rep	Advising on securities	-	2003-09-19
	Rep	Asset management	-	2003-09-19