| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SPRINT ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2026-10-12 | - |
| RO | Asset management | 2026-10-12 | - | |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2021-10-11 | 2023-04-28 |
| RO | Dealing in securities | 2021-10-11 | 2023-04-28 | |
| Rep | Advising on securities | 2021-08-24 | 2021-10-11 | |
| Rep | Dealing in securities | 2021-08-24 | 2021-10-11 | |
| XinKong International Asset Management Limited | RO | Asset management | 2018-03-06 | 2021-06-15 |
| XinKong International Securities Limited | RO | Advising on securities | 2018-03-06 | 2021-06-15 |
| RO | Dealing in securities | 2018-03-06 | 2021-06-15 | |
| XinKong International Asset Management Limited | Rep | Asset management | 2018-01-04 | 2018-03-06 |
| XinKong International Securities Limited | Rep | Advising on securities | 2018-01-04 | 2018-03-06 |
| Rep | Dealing in securities | 2018-01-04 | 2018-03-06 | |
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in securities | 2014-09-16 | 2015-05-07 |
| Rep | Dealing in securities | 2013-01-14 | 2013-02-28 | |
| Rep | Advising on securities | 2012-08-06 | 2015-05-07 | |
| Rep | Asset management | 2012-08-06 | 2015-05-07 | |
| ORIENTAL PATRON ASIA LIMITED | Rep | Asset management | 2012-04-30 | 2012-08-01 |
| Rep | Dealing in securities | 2012-04-30 | 2012-08-01 | |
| ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2012-02-01 | 2012-04-10 |
| Rep | Advising on securities | 2012-02-01 | 2012-04-10 | |
| Rep | Asset management | 2012-02-01 | 2012-04-10 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-06 | 2011-12-08 |
| BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2011-07-06 | 2011-12-08 |
No HKMA registrations in the collected records.