Personnel Hong Kong SFC License Details (ID 70213)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2021-10-11	2023-04-28
	RO	Dealing in securities	2021-10-11	2023-04-28
	Rep	Advising on securities	2021-08-24	2021-10-11
	Rep	Dealing in securities	2021-08-24	2021-10-11
XinKong International Asset Management Limited	RO	Asset management	2018-03-06	2021-06-15
XinKong International Securities Limited	RO	Advising on securities	2018-03-06	2021-06-15
	RO	Dealing in securities	2018-03-06	2021-06-15
XinKong International Asset Management Limited	Rep	Asset management	2018-01-04	2018-03-06
XinKong International Securities Limited	Rep	Advising on securities	2018-01-04	2018-03-06
	Rep	Dealing in securities	2018-01-04	2018-03-06
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	RO	Dealing in securities	2014-09-16	2015-05-07
	Rep	Dealing in securities	2013-01-14	2013-02-28
	Rep	Advising on securities	2012-08-06	2015-05-07
	Rep	Asset management	2012-08-06	2015-05-07
ORIENTAL PATRON ASIA LIMITED	Rep	Asset management	2012-04-30	2012-08-01
	Rep	Dealing in securities	2012-04-30	2012-08-01
ICBC Asset Management (Global) Company Limited	Rep	Advising on futures contracts	2012-02-01	2012-04-10
	Rep	Advising on securities	2012-02-01	2012-04-10
	Rep	Asset management	2012-02-01	2012-04-10
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-07-06	2011-12-08
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2011-07-06	2011-12-08