Personnel Hong Kong SFC License Details (ID 70220)

Personnel Hong Kong SFC License Details (ID 70220)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2022-04-20	-
	Rep	Asset management	2022-04-20	-
	Rep	Dealing in securities	2022-04-20	-
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2021-08-30	2022-02-28
	Rep	Asset management	2021-08-30	2022-02-28
	Rep	Dealing in securities	2021-08-30	2022-02-28
Polen Capital HK Limited	RO	Advising on securities	2015-08-26	2021-07-30
	RO	Asset management	2015-08-26	2021-07-30
	RO	Dealing in securities	2015-08-26	2021-07-30
	Rep	Advising on securities	2014-03-19	2015-08-26
	Rep	Asset management	2014-03-19	2015-08-26
	Rep	Dealing in securities	2014-03-19	2015-08-26
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2012-11-28	2013-11-07
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-09-21	2013-11-07
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2010-09-21	2013-11-07
	Rep	Asset management	2010-09-21	2013-11-07