Personnel Hong Kong SFC License Details (ID 70222)

Personnel Hong Kong SFC License Details (ID 70222)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on securities	2023-09-18	2026-07-10
	Rep	Dealing in securities	2023-09-18	2026-07-10
BLACKROCK (HONG KONG) LIMITED	Rep	Asset management	2012-11-28	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2012-11-28	2015-08-31
	Rep	Dealing in securities	2011-05-20	2023-08-25
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-04-20	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2011-04-20	2023-08-25