Personnel SFC Licences and HKMA Registrations (ID 70222)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Advising on securities	2026-11-10	-
	Rep	Dealing in securities	2026-10-12	-
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on securities	2023-09-18	2026-07-10
	Rep	Dealing in securities	2023-09-18	2026-07-10
BLACKROCK (HONG KONG) LIMITED	Rep	Asset management	2012-11-28	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2012-11-28	2015-08-31
	Rep	Dealing in securities	2011-05-20	2023-08-25
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-04-20	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2011-04-20	2023-08-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.