Personnel Hong Kong SFC License Details (ID 70223)

Personnel Hong Kong SFC License Details (ID 70223)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	Rep	Asset management	2012-11-28	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2012-11-28	-
	Rep	Asset management	2012-11-28	2015-12-07
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-11-11	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2010-11-11	-
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2009-08-03	2010-10-28
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2009-07-20	2009-07-24
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-07-11	2009-06-18