Personnel Hong Kong SFC License Details (ID 70227)

Personnel Hong Kong SFC License Details (ID 70227)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Funds (Asia) Limited	RO	Advising on securities	2020-10-21	-
	Rep	Advising on securities	2017-04-07	2020-10-21
BLACKROCK (HONG KONG) LIMITED	Rep	Asset management	2012-11-28	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2012-11-28	2017-03-31
	Rep	Dealing in securities	2012-11-28	2017-03-31
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-02-25	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2011-02-25	2017-03-31