Personnel Hong Kong SFC License Details (ID 70230)

Personnel Hong Kong SFC License Details (ID 70230)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2018-07-24	2025-12-19
	Rep	Dealing in securities	2018-07-24	2025-12-19
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2018-07-13
	Rep	Asset management	2012-11-28	2018-07-13
	Rep	Dealing in securities	2012-11-28	2018-07-13
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2006-10-03	2014-12-31
	Rep	Asset management	2006-10-03	2014-12-31
	Rep	Dealing in securities	2006-10-03	2014-12-31
BKHK Limited	Rep	Advising on securities	2006-06-29	2006-09-29
	Rep	Asset management	2006-06-29	2006-09-29