Personnel Hong Kong SFC License Details (ID 70231)

Personnel Hong Kong SFC License Details (ID 70231)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Advising on securities	2017-03-01	2019-06-21
	Rep	Dealing in securities	2017-03-01	2019-06-21
BLACKROCK (HONG KONG) LIMITED	Rep	Asset management	2012-11-28	2014-05-24
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2014-05-24
	Rep	Asset management	2012-11-28	2014-05-24
	Rep	Dealing in securities	2012-11-28	2014-05-24
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2011-01-11	2014-05-24
	Rep	Dealing in securities	2011-01-11	2014-05-24