Personnel SFC Licences and HKMA Registrations (ID 70234)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Robeco Hong Kong Limited	RO	Dealing in futures contracts	2022-08-22	-
	RO	Dealing in securities	2022-08-03	-
	RO	Advising on securities	2020-10-20	-
	RO	Asset management	2020-10-20	-
	Rep	Advising on securities	2018-10-22	2020-10-20
	Rep	Asset management	2018-10-22	2020-10-20
	Rep	Dealing in securities	2018-10-22	2022-08-03
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	RO	Advising on securities	2015-06-18	2018-05-18
	RO	Dealing in securities	2015-06-18	2018-05-18
	RO	Asset management	2014-12-12	2018-05-18
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-07-31	2014-07-02
	Rep	Asset management	2012-07-31	2014-07-02
	Rep	Dealing in securities	2012-07-31	2014-07-02
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2008-06-16	2014-07-02
	Rep	Advising on securities	2007-09-14	2014-07-02
	Rep	Asset management	2007-09-14	2014-07-02
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2003-04-01	2007-06-12
	Rep	Asset management	2003-04-01	2007-06-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.