Personnel Hong Kong SFC License Details (ID 70244)

Personnel Hong Kong SFC License Details (ID 70244)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2020-07-16	-
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2017-11-21	2020-06-05
Amundi Hong Kong Limited	Rep	Advising on securities	2014-07-16	2017-11-15
	Rep	Asset management	2014-07-16	2017-11-15
	Rep	Dealing in securities	2014-07-16	2017-11-15
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-11-28	2014-06-21
	Rep	Asset management	2012-11-28	2014-06-21
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2014-06-21
	Rep	Asset management	2012-11-28	2014-06-21
	Rep	Dealing in securities	2012-11-28	2014-06-21
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-05-12	2014-06-21
GAM HONG KONG LIMITED	Rep	Dealing in securities	2008-09-03	2011-04-30