Personnel Hong Kong SFC License Details (ID 70252)

Personnel Hong Kong SFC License Details (ID 70252)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	RO	Advising on securities	2026-03-18	-
	RO	Dealing in securities	2026-03-18	-
	Rep	Advising on futures contracts	2024-11-18	-
	Rep	Dealing in futures contracts	2024-11-18	-
	Rep	Advising on securities	2024-11-18	2026-03-18
	Rep	Dealing in securities	2024-11-18	2026-03-18
METLIFE INVESTMENTS ASIA LIMITED	RO	Advising on securities	2023-02-24	2024-10-31
	RO	Asset management	2023-02-24	2024-10-31
	RO	Dealing in securities	2023-02-24	2024-10-31
	Rep	Advising on securities	2022-10-11	2023-02-24
	Rep	Asset management	2022-10-11	2023-02-24
	Rep	Dealing in securities	2022-10-11	2023-02-24
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2012-11-28	2022-08-19
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-01-18	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2010-01-18	2022-08-19
	Rep	Advising on securities	2008-05-21	2022-08-19
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-08-02	2008-03-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-08-02	2008-03-07