Personnel Hong Kong SFC License Details (ID 70253)

Personnel Hong Kong SFC License Details (ID 70253)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-02-23	2022-03-31
	Rep	Dealing in securities	2017-02-23	2022-03-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2013-12-10	2016-04-22
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-06-07	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2013-06-07	2016-04-22
	Rep	Dealing in securities	2012-11-28	2016-04-22
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-08-08	2014-12-31