Personnel Hong Kong SFC License Details (ID 70256)

Personnel Hong Kong SFC License Details (ID 70256)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED	RO	Advising on securities	2025-04-22	-
	RO	Dealing in securities	2025-04-22	-
	Rep	Advising on securities	2025-01-13	2025-04-22
	Rep	Dealing in securities	2025-01-13	2025-04-22
COHEN & STEERS ASIA LIMITED	Rep	Advising on securities	2017-12-04	2025-01-04
	Rep	Dealing in securities	2017-12-04	2025-01-04
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-07-03	2017-12-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2015-07-03	2017-12-01
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2015-06-25
	Rep	Asset management	2012-11-28	2015-06-25
	Rep	Dealing in securities	2012-11-28	2015-06-25
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2007-07-17	2014-12-31
	Rep	Asset management	2007-07-17	2014-12-31
	Rep	Dealing in securities	2007-07-17	2014-12-31