Personnel SFC Licences and HKMA Registrations (ID 70257)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2019-08-02	-
	Rep	Asset management	2019-08-02	-
	Rep	Dealing in securities	2019-08-02	-
Vanguard Investments Hong Kong Limited	Rep	Advising on securities	2014-08-29	2019-07-05
	Rep	Dealing in securities	2014-08-29	2019-07-05
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2014-08-06
	Rep	Asset management	2012-11-28	2014-08-06
	Rep	Dealing in securities	2012-11-28	2014-08-06
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-05-02	2014-08-06
	Rep	Asset management	2012-05-02	2014-08-06
	Rep	Dealing in securities	2008-05-07	2014-08-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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