Personnel Hong Kong SFC License Details (ID 70273)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2013-05-06	-
	Rep	Dealing in securities	2013-05-06	-
PineBridge Investments Asia Limited	Rep	Dealing in securities	2011-12-05	2013-04-12
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2008-09-19	2009-03-09
	Rep	Dealing in securities	2008-09-19	2011-11-13
	Rep	Advising on securities	2007-11-14	2008-08-08
	Rep	Dealing in securities	2007-11-14	2008-08-08