Personnel Hong Kong SFC License Details (ID 70285)

Personnel Hong Kong SFC License Details (ID 70285)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2018-12-04	2022-06-06
	Rep	Asset management	2018-12-04	2022-06-06
	Rep	Dealing in securities	2018-12-04	2022-06-06
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2017-12-19	2018-10-16
	Rep	Asset management	2017-12-19	2018-10-16
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2017-12-19	2018-10-16
	Rep	Asset management	2017-12-19	2018-10-16
	Rep	Dealing in securities	2017-12-19	2018-10-16
VALUE PARTNERS LIMITED	Rep	Advising on securities	2017-12-19	2018-10-16
	Rep	Asset management	2017-12-19	2018-10-16
	Rep	Dealing in securities	2017-12-19	2018-10-16
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2017-02-27	2017-09-01
	Rep	Dealing in securities	2017-02-27	2017-09-01
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2015-09-14
	Rep	Asset management	2012-11-28	2015-09-14
	Rep	Dealing in securities	2012-11-28	2015-09-14
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2011-06-09	2014-12-31
	Rep	Asset management	2011-06-09	2014-12-31
	Rep	Dealing in securities	2011-06-09	2014-12-31