Webb-site Legacy

Tin, Wai Man 田慧敏

SFC ID:ARG334

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Asset management	2018-02-13	2018-06-12
	Rep	Advising on securities	2018-02-13	2021-05-14
	Rep	Dealing in securities	2018-02-13	2021-05-14
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2016-11-08	2017-06-30
	Rep	Advising on securities	2016-11-08	2017-06-30
	Rep	Dealing in securities	2016-11-08	2017-06-30
Amundi Hong Kong Limited	Rep	Advising on securities	2012-08-22	2015-08-14
	Rep	Asset management	2012-08-22	2015-08-14
	Rep	Dealing in securities	2012-08-22	2015-08-14
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2008-06-23	2012-08-11
	Rep	Asset management	2008-06-23	2012-08-11
	Rep	Dealing in securities	2008-06-23	2012-08-11