Personnel Hong Kong SFC License Details (ID 70292)

Personnel Hong Kong SFC License Details (ID 70292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2017-11-06	2019-11-16
	Rep	Dealing in securities	2017-11-06	2019-11-16
ALLY BRIDGE GROUP (HK) LIMITED	Rep	Asset management	2016-09-26	2017-10-28
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2012-03-09	2016-08-13
	Rep	Dealing in securities	2012-03-09	2016-08-13
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2011-02-28	2011-12-17
	Rep	Dealing in securities	2011-02-28	2011-12-17