Personnel Hong Kong SFC License Details (ID 70296)

Personnel Hong Kong SFC License Details (ID 70296)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Asset management	2019-01-14	-
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on securities	2014-12-12	2018-05-18
	RO	Asset management	2014-12-12	2018-05-18
	Rep	Dealing in securities	2014-12-12	2018-05-18
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-07-31	2014-07-02
	Rep	Asset management	2012-07-31	2014-07-02
	Rep	Dealing in securities	2012-07-31	2014-07-02
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2011-08-17	2014-07-02
	Rep	Asset management	2011-08-17	2014-07-02
	Rep	Dealing in securities	2011-08-17	2014-07-02