Personnel SFC Licences and HKMA Registrations (ID 70297)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ninety One Hong Kong Limited	Rep	Advising on securities	2025-04-15	-
	Rep	Dealing in securities	2025-03-12	-
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2024-03-12	2025-02-15
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2019-11-15	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2019-11-15	2024-02-23
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-11-28	2014-12-31
	Rep	Asset management	2012-11-28	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2012-11-28	2015-09-16
	Rep	Advising on securities	2012-11-28	2019-10-18
	Rep	Dealing in securities	2012-11-28	2019-10-18
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-05-09	2014-12-31
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Dealing in securities	2010-12-20	2011-05-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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