Personnel Hong Kong SFC License Details (ID 70305)

Personnel Hong Kong SFC License Details (ID 70305)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brickfield Partners Limited	RO	Advising on futures contracts	2025-09-03	-
	Rep	Asset management	2019-11-19	-
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2017-11-13	2019-01-31
	Rep	Asset management	2017-11-13	2019-01-31
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2015-10-02	2019-01-31
	Rep	Asset management	2015-10-02	2019-01-31
BLACKROCK (HONG KONG) LIMITED	Rep	Asset management	2012-11-28	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2012-11-28	2015-07-24
	Rep	Dealing in securities	2012-11-28	2015-08-14
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2011-05-25	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2011-05-25	2015-08-14