Yuen, Wai Kin (SFC:AVM568) 阮惠健

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2024-09-03	-
	Rep	Dealing in securities	2014-02-07	-
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-07-19	2011-10-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2024-09-03	-
	Rep	Dealing in securities	2014-02-07	-
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-07-19	2011-10-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.