Yung, Johnnie Ka Sing 翁嘉升

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2026-08-17	-
	Rep	Advising on securities	2026-08-17	-
	Rep	Asset management	2026-08-17	-
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2026-08-17	-
	Rep	Asset management	2026-08-17	-
	Rep	Dealing in securities	2026-08-17	-
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2020-06-02	2024-05-17
	Rep	Advising on securities	2020-06-02	2024-05-17
	Rep	Asset management	2020-06-02	2024-05-17
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2020-06-02	2020-12-09
	Rep	Advising on securities	2020-06-02	2020-12-09
	Rep	Asset management	2020-06-02	2020-12-09
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2020-06-02	2024-05-17
	Rep	Asset management	2020-06-02	2024-05-17
	Rep	Dealing in securities	2020-06-02	2024-05-17
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2017-11-13	2019-11-26
	Rep	Advising on securities	2017-11-13	2019-11-26
	Rep	Dealing in securities	2017-11-13	2019-11-26
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2012-11-28	2017-06-02
	RO	Advising on corporate finance	2012-08-10	2017-06-02
	Rep	Advising on corporate finance	2012-06-20	2012-08-10
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-07-15	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2010-07-15	2017-06-02
	Rep	Asset management	2010-07-15	2017-06-02
DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2010-03-31	2010-06-18
	Rep	Asset management	2010-03-31	2010-06-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.