Personnel Hong Kong SFC License Details (ID 70315)

Personnel Hong Kong SFC License Details (ID 70315)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMPRADOR LIMITED (HK)	RO	Asset management	2018-06-22	-
	RO	Advising on securities	2015-12-08	-
	RO	Advising on corporate finance	2015-04-08	-
BLACKSTONE GROUP (HK) LIMITED, THE	RO	Advising on corporate finance	2010-10-20	2015-04-08
	RO	Advising on securities	2010-06-03	2015-04-08
	Rep	Advising on securities	2008-10-27	2010-06-03
LEHMAN BROTHERS ASIA LIMITED	RO	Advising on corporate finance	2007-10-29	2008-09-29
	RO	Advising on securities	2007-10-29	2008-09-29
	Rep	Advising on corporate finance	2006-05-16	2007-10-29
	Rep	Advising on securities	2006-05-16	2007-10-29