Personnel SFC Licences and HKMA Registrations (ID 70318)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EQT Partners Capital Limited	Rep	Dealing in securities	2023-03-01	-
EQT PARTNERS ASIA LIMITED	Rep	Advising on securities	2018-04-20	2023-02-28
	Rep	Dealing in securities	2018-04-09	2023-02-28
Minerva Asset Global Investment Capital Limited	Rep	Asset management	2017-02-16	2018-01-12
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2017-02-16	2018-01-12
COMPRADOR LIMITED (HK)	Rep	Advising on securities	2016-02-17	2016-09-30
	Rep	Advising on corporate finance	2015-04-17	2016-09-30
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Advising on corporate finance	2010-11-08	2015-04-08
	Rep	Advising on securities	2008-10-27	2015-04-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-02-29	2008-09-29
	Rep	Advising on securities	2008-02-29	2008-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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