Personnel Hong Kong SFC License Details (ID 70378)

Personnel Hong Kong SFC License Details (ID 70378)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TENGARD FUND MANAGEMENT LIMITED	RO	Advising on securities	2012-04-03	-
	RO	Asset management	2012-04-03	-
	RO	Dealing in securities	2012-04-03	2024-05-13
BMI FUNDS MANAGEMENT LIMITED	RO	Dealing in securities	2010-09-10	2011-11-02
	RO	Advising on securities	2009-07-10	2011-11-02
	RO	Asset management	2009-07-10	2011-11-02
	Rep	Advising on securities	2009-01-12	2009-07-10
	Rep	Asset management	2009-01-12	2009-07-10
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	RO	Asset management	2004-12-16	2007-09-14
	RO	Advising on securities	2003-04-01	2007-09-14