Personnel Hong Kong SFC License Details (ID 70391)

Personnel Hong Kong SFC License Details (ID 70391)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TENGARD FUND MANAGEMENT LIMITED	Rep	Advising on securities	2012-04-17	2016-12-14
	Rep	Asset management	2012-04-17	2016-12-14
	Rep	Dealing in securities	2012-04-17	2016-12-14
BMI FUNDS MANAGEMENT LIMITED	Rep	Dealing in securities	2010-10-21	2012-01-31
	Rep	Advising on securities	2009-06-19	2012-01-31
	Rep	Asset management	2009-06-19	2012-01-31
Broadway Wealth Management Limited	Rep	Advising on securities	2008-09-17	2009-05-04
	Rep	Asset management	2008-09-17	2009-05-04
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2006-02-24	2008-09-02
	Rep	Advising on securities	-	2008-09-02