Personnel Hong Kong SFC License Details (ID 70397)

Personnel Hong Kong SFC License Details (ID 70397)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-07-13	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-07-13	-
TENGARD FUND MANAGEMENT LIMITED	RO	Dealing in securities	2012-12-03	2014-10-02
	Rep	Dealing in securities	2012-04-23	2012-12-03
	Rep	Asset management	2012-04-23	2014-10-02
BMI FUNDS MANAGEMENT LIMITED	Rep	Asset management	2010-10-21	2011-11-30
	Rep	Dealing in securities	2010-10-21	2011-11-30
	Rep	Advising on securities	2009-09-04	2011-11-30
OKASAN INTERNATIONAL (ASIA) LIMITED	Rep	Dealing in securities	2008-02-21	2009-08-20