Personnel Hong Kong SFC License Details (ID 70398)

Personnel Hong Kong SFC License Details (ID 70398)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bay Area Capital Partners Limited	RO	Advising on securities	2021-11-04	-
	RO	Asset management	2021-11-04	-
BMI FUNDS MANAGEMENT LIMITED	Rep	Advising on securities	2020-04-16	2020-11-17
	Rep	Asset management	2020-04-16	2020-11-17
	Rep	Dealing in securities	2020-04-16	2020-11-17
BMI Securities Limited	RO	Dealing in securities	2020-04-16	2020-11-17
BMI FUNDS MANAGEMENT LIMITED	RO	Asset management	2018-11-05	2020-04-16
	RO	Advising on securities	2016-04-08	2020-04-16
	RO	Dealing in securities	2016-04-08	2020-04-16
	Rep	Asset management	2015-01-19	2018-11-05
BMI Securities Limited	Rep	Dealing in securities	2014-12-15	2020-04-16
BMI FUNDS MANAGEMENT LIMITED	Rep	Dealing in securities	2010-10-21	2016-04-08
	Rep	Advising on securities	2009-05-13	2016-04-08
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2003-04-01	2009-04-30