Personnel SFC Licences and HKMA Registrations (ID 70410)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2019-12-23	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2013-03-28	2019-05-24
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	RO	Advising on corporate finance	2008-10-14	2016-12-31
	Rep	Advising on corporate finance	2007-10-03	2008-10-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.